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The New FCA Whistleblower Rules: What You Need to Know

White Paper Published By: NAVEX Global
NAVEX Global
Published:  Oct 18, 2016
Type:  White Paper
Length:  7 pages

In October 2015 the Financial Conduct Authority (FCA), alongside the Prudential Regulation Authority (PRA), published new rules in relation to whistleblowing channels in banks and other financial institutions to encourage a culture in which individuals feel empowered to raise concerns and challenge poor practice and behaviour.

Whilst these rules have been put in place specifically for the financial services industry, they are a sign of things to come in other industries across the UK.

THIS PAPER SUMMARISES:
• What the new FCA whistleblower rules are and why they were introduced
• How the rules will impact your company’s ethics and compliance efforts
• What actions to take both before and after the rules are fully enforced